Lombard Risk Management plc is listed on the London Stock Exchange: ticker code “LRM”. Obtain stock pricing now, or if you wish to receive information relating to investment in the firm, please email investor.relations@lombardrisk.com.
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
16th December 2010
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Lombard Risk Management
2 Reason for the notification:
An acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation:
Gartmore Investment Limited
4. Full name of shareholder(s) (if different from 3.):
Gartmore Fund Managers Limited
Gartmore Investment Limited
5. Date of the transaction and date on which the threshold is crossed or reached:
10 December 2010
6. Date on which issuer notified:
13 December 2010
7. Threshold(s) that is/are crossed or reached: 5%
8. Notified details:
A: Voting rights attached to shares
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction | |
| Number of Shares | Number of Voting Rights | |
| GB00B030JP46 | 10,650,000 | 10,650,000 |
| Class/type of shares if possible using the ISIN CODE |
Resulting situation after the triggering transaction | ||||
| Number of shares | Number of voting rights | % of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |
| GB00B030JP46 | 9,116,945 | - | 9,116,945 | - | 4.406% |
B: Qualifying Financial Instruments
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| - | - | - | - | - |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |
| Nominal | Delta | |||||
| - | - | - | - | - | - | - |
Total (A+B+C)
| Number of voting rights | Percentage of voting rights |
| 9,116,945 | 4.406% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Gartmore Fund Managers Limited – 4,197,466 shares, 2.028%
Gartmore Investment Limited – 4,919,479 shares, 2.377%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
All figures are based on the Company’s issued share Capital of 206,926,786 as provided by Exshare
E mail contact RDU@Gartmore.com
14. Contact name:
RDU
15. Contact telephone number:
0207 782 2224