The Lombard Risk integrated product suite enables financial institutions to meet risk and regulatory requirements now and as they continue to evolve for collateral management, regulatory compliance – including Dodd-Frank Act – and management/business information and reporting
Lombard Risk’s ComplianceASSESSOR – addressing regulatory risk (the risk to earnings, capital and reputation associated with a failure to comply with regulatory requirements and expectations)
ComplianceASSESSOR is a powerful web-based compliance and audit application accommodating an unlimited library of multi-jurisdictional prudential and non-prudential regulations mapped to internal policies and procedures. Assessments (both granular and thematic), action plans, reviews and independent approval together with dashboards, alerts and reports ensure that appropriate action is taken in a timely manner to determine, achieve and maintain compliance.
Following the financial crisis and exacerbated by head-lined breaches of compliance, regulated firms are now subject to a plethora of regulations as governments seek to regulate as a means of protecting individual economies. As a result, firms now face the biggest challenge yet ….
Lombard Risk business matter and compliance experts have produced a number of Business Insights and White Papers. To receive these, please register your details HERE>>>
Why a new compliance model is necessary to meet the ‘new world’ challenges
The challenge of compliance in the new regulatory framework
Meeting the logistical challenges and addressing the requirements of senior managers regime and certification regime
Self-certification, the answer to a compliance officer’s prayers?
Meeting the logistical challenges and addressing the requirements of Senior Managers Regime and Certification Regime
- News & Press Releases
- Data Sheets
Lombard Risk expands team to meet demand for compliance assessment solutions.
Banks are under pressure from the regulators to comply with all applicable laws and regulations and for senior management to take personal responsibility for non-compliance.
Lombard Risk launches latest ONLINE BUSINESS BRIEFINGS programme to help firms keep abreast of regulatory issues. Described by one senior FS regulatory manager as: Lombard Risk announces a comprehensive series of FREE and informative ONLINE BUSINESS BRIEFINGS addressing key issues in the global financial market to help firms keep abreast of regulatory issues. The regulatory environment has changed greatly since the financial crisis, and continues to do so. Lombard Risk appreciates the complexities involved in financial institutions keeping up with …
Lombard Risk announces ComplianceASSESSOR – a powerful compliance and audit application