Products

The Lombard Risk integrated product suite enables financial institutions to meet risk and regulatory requirements now and as they continue to evolve for collateral management, liquidity and capital stress testing and analysis, regulatory complianceincluding Dodd-Frank Act – and management/business information and reporting


ComplianceASSESSOR

Lombard Risk’s ComplianceASSESSOR – addressing regulatory risk (the risk to earnings, capital and reputation associated with a failure to comply with regulatory requirements and expectations)

ComplianceASSESSOR is a powerful web-based compliance and audit application accommodating an unlimited library of multi-jurisdictional prudential and non-prudential regulations mapped to internal policies and procedures.  Assessments (both granular and thematic), action plans, reviews and independent approval together with dashboards, alerts and reports ensure that appropriate action is taken in a timely manner to determine, achieve and maintain compliance.

Following the financial crisis and exacerbated by head-lined breaches of compliance, regulated firms are now subject to a plethora of regulations as governments seek to regulate as a means of protecting individual economies.  As a result, firms now face the biggest challenge yet ….

Lombard Risk business matter and compliance experts have produced a number of Business Insights and White Papers.  To receive these, please register your details HERE>>>

Business Insights:

Why a new compliance model is necessary to meet the ‘new world’ challenges

The challenge of compliance in the new regulatory framework

Meeting the logistical challenges and addressing the requirements of senior managers regime and certification regime

White Papers:

Self-certification, the answer to a compliance officer’s prayers?

Meeting the logistical challenges and addressing the requirements of Senior Managers Regime and Certification Regime

Contact us for more information on ComplianceASSESSOR regulatory compliance >>


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