Key features

Dashboard

  • A multi-regional and multi-business-unit view of regulatory reporting status at all times enabling accelerated targeting of key action items
  • Clear regulatory reporting status: pending data, in review, or due for submission providing powerful management view of the current situation
  • Single view of multiple regulators for centralised group-level, regional, or business level control
  • Heat maps showing concentrations of validation or other errors including data volume load exceptions or any other user-definable tolerance needed in order to expedite rapid corrective action

Activity centre

  • Provides structured management of outstanding tasks that must be completed in order to stay ahead of regulatory risk
  • Provides a detailed prioritised listing of actions needed now, next day, and soon, by user
  • User-definable FAQ and documentation library.

Workflow automated processor

  • Fully automated STP and Exception-based Management of all regulatory reporting functions, ensures that manual intervention is only needed when it is absolutely necessary
  • Comprehensive user-definable workflow process enables 4-eye or higher levels of security and control of access and return sign-off for transmission or any other processing function
  • Performance metrics provide data load and report validation error metrics, by branch or business unit.  This detailed Event Recording including dwell times for corrections made, thus enabling rapid improvement in operational processing.

Analysis centre

  • Trends Analyser enables automated reporting of trends in Totals or Individual Cells and provides key tools for drilling into the reasons and reporting accordingly
  • Variance Analyser provides powerful functionality to automate the comparison of one report to any previous instance of it, and to investigate and record the reasons
  • Intercompany Analyser provides detailed inter-business unit information and reconciliation reporting
  • Graphical presentation of all ratios, trends available for improved management reporting
  • Provides detailed drill-downs and drill-forwards, providing both computation audit trails and also traceability from any source to many targets.

Reporting

  • Detailed form-based and transaction-based reporting outputs provide support for regulatory reporting
  • Extensive hierarchical reporting at any business unit enables solo or consolidated reporting and reporting at unit level within legal entity
  • Multi-lingual forms and multi-lingual reporting user interface
  • Detailed management information at each level of sign off including final Regulatory Report Despatch Report which lists all manual amendments, variance explanations, and all user time and date stamps
  • Close correlation with Lombard Risk’s management information and stress testing solutions, enjoying important leverage of approved and signed-off regulatory data for other purposes.

Computation engines

  • Comprehensive coverage of all key regulatory ratios is delivered by Lombard Risk REPORTER capital adequacy, liquidity, large exposures, interest rate risk and other computation engines.  Unlike simpler reporting products, REPORTER has all computation rules in the product, over and above mere templates.
  • Detailed statistical reporting to support balance sheet, profit and loss, maturity analysis, and country, currency, industry, customer type and all other relevant analyses.
  • Auditable computation logs and transparent computation rules documentation provides for easy confidence around treatment of data.
  • Highly scalable for global volume processing capability enables your Lombard Risk REPORTER installation to be extended for other business units and geographies as your reporting requirements change

Data management

  • Evolved over many hundreds of installations, ETL functionality which underpins and manages the Lombard Risk data model is unquestionably the world’s best regulatory reporting data management interface; this is exactly what it has been built to do
  • Manages as much, or as little, automated data correction as the client requires thereby optimising your balance between saving IT effort and giving user control over mappings
  • Multiple of powerful data management rules enrich or add data; automate manual amendments for known data issues
  • Enables loading and normalisation of data in multiple, different, raw formats from text to database.  You don’t need to prepare interface files in any specific format, saving substantial effort and ensuring even greater transparency in audit trails.